Note: Repeat Webinar and DATE Change!
Wednesday, May 11th @ 1500 ICT/9am London Time/10am CEST
To register, click here.
Governance helps to set the culture and strategy of an organisation. Therefore, the understanding and buy-in of the board on client protection is vital to its effective implantation. This webinar will review the role of the board and senior management in ensuring that strong client protection practices are incorporated and sustained in a financial institution. It will cover - (1) Importance and role of the Board in providing strategic direction on client protection, (2) How can the board and management identify, analyse and respond to/mitigate the risk of weak client protection practices in a financial institution, and (3) With DFS increasing its footprint, what is the role of governance in ensuring client protection standards are implemented in an FSPs digital products and processes.
About the series
The new Client Protection Pathway launch provides an opportunity to take stock of how we put clients at the center of our work. To support financial service providers to continue to upgrade their client protection practices, SPTF-CERISE is hosting the Client Protection Pathway Implementation Series in 2021 and 2022. Participants will learn and discuss the specific practices and policies that support good client protection. The series is specifically designed for small and medium-sized financial institutions that want to start implementing client protection or want to develop their existing practices further.